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Compliance Executive job in Downtown Core at iFAST Corporation Ltd

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Compliance Executive at iFAST Corporation Ltd

Compliance Executive

iFAST Corporation Ltd Downtown Core Permanent

Responsibilities

    • Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems
    • Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry
    • Plan, develop, monitor, revise and implement the Company’s compliance initiatives in response to such changes
    • Preparation of various reports for submission to regulators/authorities, internal and external parties
    • Facilitate compliance-related training for staff and directors and promote compliance culture within the Company
    • Additional/ ad-hoc duties may be assigned when required, such as user acceptance testing for compliance-related projects, etc

Requirements:

    • A good degree in Accountancy, Business, Banking & Finance or Law
    • Minimum 2-3 years of compliance experience in the asset/fund management sector
    • Strong understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA)
    • Good command of English and communication skills
    • Independent, driven, resourceful and meticulous
    • High sense of responsibility and integrity
    • Strong interpersonal and analytical skills

Recommended Skills

  • Acceptance Testing
  • Accounting
  • Analytical
  • Assessments
  • Asset Management
  • Attention To Detail
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